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LAU Shing Yan

劉承恩
CE BHH248Licensed IndividualSFO licence active
Official SFC record

LAU Shing Yan (CE number BHH248) is an individual licensed by the Hong Kong SFC. First licensed on 2016-04-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeArgyle Street Management Limited

Licence Record (4)

2024-05-31 – present Current
Argyle Street Management Limited Rep
RA 4 RA 9
2021-07-08 – 2022-01-14
Blue Lotus Capital Advisors Limited Rep
RA 4
2019-11-15 – 2020-02-11
Janchor Partners Limited Rep
RA 9
2016-04-14 – 2019-09-19
UBS Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHH248