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CHAN Wai Yu

陳威宇
CE BHH219Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Wai Yu (CE number BHH219) is an individual licensed by the Hong Kong SFC. First licensed on 2016-04-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDraco Capital Limited
瓏盛資本有限公司

Licence Record (4)

2020-09-02 – present Current
Draco Capital Limited RO
RA 6
2020-08-14 – 2020-09-02
Draco Capital Limited Rep
RA 6
2019-05-28 – 2020-07-31
RHB Capital Hong Kong Limited RO
RA 1 RA 6
2016-04-12 – 2019-05-28
RHB Capital Hong Kong Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHH219