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LI Chen

李晨
CE BHF473Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Chen (CE number BHF473) is an individual licensed by the Hong Kong SFC. First licensed on 2016-03-24. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (5)

2025-12-31 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited RO
RA 1
2025-08-15 – 2025-12-31
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2024-02-26 – 2025-04-15
CLSA Limited RO
RA 1
2023-10-03 – 2024-02-26
CLSA Limited Rep
RA 1
2016-03-24 – 2017-04-14
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHF473