Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHENG Tsz Lok

鄭梓樂
CE BHC891Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Tsz Lok (CE number BHC891) is an individual licensed by the Hong Kong SFC. First licensed on 2018-12-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerD'Asie Asset Management Limited
達則資產管理有限公司

Licence Record (2)

2021-01-18 – present Current
D'Asie Asset Management Limited RO
RA 1 RA 4 RA 9
2018-12-10 – 2022-05-24
D'Asie Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHC891