Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZHOU Yake

周亞科
CE BGZ975Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHOU Yake (CE number BGZ975) is an individual licensed by the Hong Kong SFC. First licensed on 2016-02-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerHGNH International Securities Co., Limited
橫華國際証券有限公司
RepresentativeHGNH International Asset Management Co., Limited
橫華國際資產管理有限公司
RepresentativeHGNH International Futures Co., Limited
橫華國際期貨有限公司

Licence Record (5)

2019-10-15 – present Current
HGNH International Securities Co., Limited RO
RA 1 RA 4
2016-10-11 – present Current
HGNH International Asset Management Co., Limited Rep
RA 9
2016-02-23 – present Current
HGNH International Futures Co., Limited Rep
RA 2 RA 5
2017-08-10 – 2019-09-03
HGNH International Forex Co., Limited Rep
RA 3
2016-02-23 – 2019-10-15
HGNH International Securities Co., Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGZ975