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YIU Ngok Chung, Jacky

姚岳棕
CE BGZ260Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIU Ngok Chung, Jacky (CE number BGZ260) is an individual licensed by the Hong Kong SFC. First licensed on 2016-03-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSenchi Morgan Assets Management Limited
盛世摩根資產管理有限公司
Responsible OfficerSenchi Morgan Capital Market Limited
盛世摩根證券有限公司

Licence Record (9)

2025-02-13 – present Current
Senchi Morgan Capital Market Limited RO
RA 1
2025-02-13 – present Current
Senchi Morgan Assets Management Limited RO
RA 4 RA 9
2024-01-18 – 2024-12-06
Golden Eagle Brokerage Limited RO
RA 1 RA 4 RA 9
2021-04-09 – 2023-05-30
Grand Rich Securities Limited RO
RA 1 RA 4
2021-04-09 – 2023-05-30
Grand Rich Asset Management Limited RO
RA 9
2021-03-16 – 2021-04-09
Grand Rich Securities Limited Rep
RA 1 RA 4
2021-03-16 – 2021-04-09
Grand Rich Asset Management Limited Rep
RA 9
2019-08-15 – 2021-01-31
M&F Asset Management Limited RO
RA 1 RA 4 RA 9
2016-03-08 – 2019-08-16
M&F Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGZ260