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GUO Lu

郭露
CE BGY744Licensed IndividualSFO licence active
Official SFC record

GUO Lu (CE number BGY744) is an individual licensed by the Hong Kong SFC. First licensed on 2016-02-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeVision Capital Investment Management Limited
遠信資本投資管理有限公司

Licence Record (3)

2022-06-10 – present Current
Vision Capital Investment Management Limited Rep
RA 1 RA 4 RA 9
2019-10-04 – 2021-08-28
HuaAn Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2016-02-19 – 2019-05-24
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGY744