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CHAN Hiu Lung

陳曉龍
CE BGU842Licensed IndividualSFO licence active
Official SFC record

CHAN Hiu Lung (CE number BGU842) is an individual licensed by the Hong Kong SFC. First licensed on 2016-02-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUCAP Securities (HK) Limited
佑聯證券有限公司

Licence Record (8)

2024-04-11 – present Current
UCAP Securities (HK) Limited Rep
RA 1 RA 4 RA 9
2021-01-18 – 2023-03-13
Up Way Securities Limited RO
RA 1 RA 4
2019-09-04 – 2020-10-20
Hoi Yick International Securities Limited RO
RA 1 RA 4
2017-12-29 – 2019-09-01
Seazen Resources Securities Limited Rep
RA 1
2017-12-29 – 2019-09-01
Seazen Resources Futures Limited Rep
RA 2
2017-04-18 – 2017-12-18
CLC Securities Limited Rep
RA 1
2017-04-18 – 2017-12-18
CLC Futures Limited Rep
RA 2
2016-02-11 – 2017-03-31
I-Access Investors Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGU842