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LEE Hoi Yan

李海欣
CE BGU294Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Hoi Yan (CE number BGU294) is an individual licensed by the Hong Kong SFC. First licensed on 2016-02-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDiligent Capital Limited
道勤資本有限公司

Licence Record (4)

2026-03-18 – present Current
Diligent Capital Limited RO
RA 6
2022-05-20 – 2026-03-18
Diligent Capital Limited Rep
RA 6
2020-10-06 – 2022-04-23
Euto Capital Partners Limited Rep
RA 6
2016-02-03 – 2016-11-23
Pegasus Fund Managers Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGU294