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WANG Shen-Tzu

王慎孜
CE BGT533Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Shen-Tzu (CE number BGT533) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPoseidon Capital Limited

Licence Record (2)

2022-01-12 – present Current
Poseidon Capital Limited RO
RA 4 RA 9
2015-12-29 – 2018-10-08
UBS Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGT533