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ZHANG Xing

張興
CE BGS840Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Xing (CE number BGS840) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (2)

2016-05-27 – present Current
China International Capital Corporation Hong Kong Securities Limited RO
RA 1 RA 4 RA 6
2015-12-21 – 2016-05-27
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGS840