Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Nicholas Che-sun

李子燊
CE BGQ870Licensed IndividualSFO licence active
Official SFC record

LI Nicholas Che-sun (CE number BGQ870) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHoulihan Lokey (China) Limited
華利安諾基(中國)有限公司

Licence Record (3)

2021-03-16 – present Current
Houlihan Lokey (China) Limited Rep
RA 1 RA 4 RA 6
2018-06-04 – 2021-01-16
Grand Loyal Asset Management Limited Rep
RA 4 RA 9
2015-12-15 – 2018-05-04
S&P Global Ratings Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGQ870