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LIU Hei Yin Arthur

廖希彥
CE BGQ476Licensed IndividualSFO licence active
Official SFC record

LIU Hei Yin Arthur (CE number BGQ476) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeEmperor Corporate Finance Limited
英皇企業融資有限公司

Licence Record (4)

2018-05-25 – present Current
Emperor Corporate Finance Limited Rep
RA 1 RA 6
2017-07-17 – 2017-10-01
Ever-Long Securities Company Limited Rep
RA 1 RA 6
2015-12-21 – 2017-06-23
Oshidori Securities Limited Rep
RA 1 RA 4 RA 9
2015-12-21 – 2017-06-23
Oshidori Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGQ476