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QIN Xujia

秦旭嘉
CE BGQ055Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

QIN Xujia (CE number BGQ055) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerICBC International Capital Limited
工銀國際融資有限公司
Responsible OfficerICBC International Securities Limited
工銀國際證券有限公司
RepresentativeICBC International Capital Limited
工銀國際融資有限公司

Licence Record (4)

2019-03-26 – present Current
ICBC International Capital Limited RO
RA 1 RA 6
2019-03-26 – present Current
ICBC International Securities Limited RO
RA 1
2015-12-10 – present Current
ICBC International Capital Limited Rep
RA 1 RA 4 RA 6
2015-12-10 – 2019-03-26
ICBC International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGQ055