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YIN Liwen

尹李雯
CE BGP813Licensed IndividualSFO licence active
Official SFC record

YIN Liwen (CE number BGP813) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司

Licence Record (3)

2018-09-24 – present Current
BNP Paribas Securities (Asia) Limited Rep
RA 1
2016-12-19 – 2018-07-24
UBS Securities Hong Kong Limited Rep
RA 6
2015-12-08 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGP813