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ZHU Shaopeng

朱少鵬
CE BGO816Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHU Shaopeng (CE number BGO816) is an individual licensed by the Hong Kong SFC. First licensed on 2019-09-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuizhi International Capital Holdings Co., Limited
匯智國際金融控股有限公司

Licence Record (2)

2020-09-11 – present Current
Huizhi International Capital Holdings Co., Limited RO
RA 1 RA 4 RA 6 RA 9
2019-09-04 – 2020-09-11
Huizhi International Capital Holdings Co., Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGO816