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LAU Pan

劉斌
CE BGO489Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Pan (CE number BGO489) is an individual licensed by the Hong Kong SFC. First licensed on 2015-11-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAtta Securities Limited
紅蟻證券有限公司

Licence Record (5)

2019-07-05 – present Current
Atta Securities Limited RO
RA 1
2019-06-19 – 2019-07-05
Atta Securities Limited Rep
RA 1
2018-08-10 – 2018-12-14
XinKong International Securities Limited RO
RA 1
2016-02-12 – 2018-03-16
XinKong International Asset Management Limited Rep
RA 9
2015-11-23 – 2018-08-10
XinKong International Securities Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGO489