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LAM Sung Wai

林崇偉
CE BGO451Licensed IndividualSFO licence active
Official SFC record

LAM Sung Wai (CE number BGO451) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 13 (Depositary services).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 13 Depositary Services for Relevant CISs

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeICBC (Asia) Trustee Company Limited
工銀亞洲信託有限公司

Licence Record (8)

2026-07-06 – present Current
ICBC (Asia) Trustee Company Limited Rep
RA 13
2021-12-22 – 2025-09-20
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4
2020-07-06 – 2021-12-01
iTrade Securities Investment Limited Rep
RA 1 RA 4
2018-10-03 – 2019-02-28
Sun Growth Futures Limited Rep
RA 2
2018-05-03 – 2020-06-12
Sun Growth Securities Limited Rep
RA 1
2016-11-10 – 2018-04-20
First Shanghai Securities Limited Rep
RA 1
2016-11-10 – 2018-04-20
First Shanghai Futures Limited Rep
RA 2
2015-12-16 – 2016-11-03
I-Access Investors Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGO451