Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHEUNG Mandy

張证睎
CE BGN430Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEUNG Mandy (CE number BGN430) is an individual licensed by the Hong Kong SFC. First licensed on 2016-01-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTopleap Financial Capital Limited
晉凱金融資本有限公司

Licence Record (8)

2025-03-04 – present Current
Topleap Financial Capital Limited RO
RA 6
2025-02-10 – 2025-03-04
Topleap Financial Capital Limited Rep
RA 6
2023-12-27 – 2025-01-15
Advent Corporate Finance Limited RO
RA 6
2023-10-27 – 2023-12-27
Advent Corporate Finance Limited Rep
RA 6
2021-05-18 – 2023-05-17
Pelican Financial Limited RO
RA 6
2019-02-25 – 2021-05-18
Pelican Financial Limited Rep
RA 6
2017-03-10 – 2018-10-22
Giraffe Capital Limited Rep
RA 1 RA 6
2016-01-04 – 2017-02-28
Central China International Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGN430