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KWOK Wang Hei

郭宏禧
CE BGN049Licensed IndividualSFO licence active
Official SFC record

KWOK Wang Hei (CE number BGN049) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司

Licence Record (5)

2026-04-27 – present Current
Guosen Securities (HK) Capital Company Limited Rep
RA 6
2021-06-10 – 2024-10-17
Mason Global Capital Limited RO
RA 6
2019-07-16 – 2025-09-05
Mason Securities Limited Rep
RA 1 RA 4 RA 9
2019-07-16 – 2021-06-10
Mason Global Capital Limited Rep
RA 6
2015-12-21 – 2019-06-30
TC Capital International Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGN049