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CHEN Ximing

陳熙銘
CE BGM147Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Ximing (CE number BGM147) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTaiping Securities (HK) Co Limited
太平証券(香港)有限公司
RepresentativeTaiping Assets Management (HK) Company Limited
太平資產管理(香港)有限公司

Licence Record (3)

2024-07-12 – present Current
Taiping Assets Management (HK) Company Limited Rep
RA 4 RA 9
2023-10-26 – present Current
Taiping Securities (HK) Co Limited RO
RA 1
2015-12-15 – 2023-10-26
Taiping Securities (HK) Co Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGM147