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XU Lingli Lyris

CE BGL609Licensed IndividualSFO licence active
Official SFC record

XU Lingli Lyris (CE number BGL609) is an individual licensed by the Hong Kong SFC. First licensed on 2015-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeT. Rowe Price Hong Kong Limited
普徠仕香港有限公司

Licence Record (2)

2016-07-04 – present Current
T. Rowe Price Hong Kong Limited Rep
RA 4 RA 9
2015-11-04 – 2016-01-21
Barclays Capital Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGL609