Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

AU Phillip Lap Chi

歐立智
CE BGK400Licensed IndividualSFO licence active
Official SFC record

AU Phillip Lap Chi (CE number BGK400) is an individual licensed by the Hong Kong SFC. First licensed on 2015-10-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeBright Smart Forex Limited
耀才環球外匯有限公司
RepresentativeBright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
RepresentativeBright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司

Licence Record (4)

2018-11-30 – present Current
Bright Smart Forex Limited Rep
RA 3
2017-05-02 – present Current
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2017-05-02 – present Current
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2015-10-23 – 2017-03-18
Zhongcai Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGK400