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NOMA Ken

野間健
CE BGG973Licensed IndividualSFO licence active
Official SFC record

NOMA Ken (CE number BGG973) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKPMG Corporate Finance Limited
畢馬威企業財務有限公司

Licence Record (3)

2022-12-12 – present Current
KPMG Corporate Finance Limited Rep
RA 6
2022-07-18 – 2022-11-29
CCB International Capital Limited Rep
RA 1 RA 4 RA 6
2015-09-29 – 2022-07-04
Quam Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGG973