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LAM Chi Man, Pearl

林芷旻
CE BGE060Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Chi Man, Pearl (CE number BGE060) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHuaan Securities (Hong Kong) Corporate Finance Limited
華安證券(香港)融資有限公司
RepresentativeHuaan Securities (Hong Kong) Brokerage Limited
華安證券(香港)經紀有限公司

Licence Record (4)

2026-08-17 – present Current
Huaan Securities (Hong Kong) Brokerage Limited Rep
RA 1
2026-08-17 – present Current
Huaan Securities (Hong Kong) Corporate Finance Limited RO
RA 6
2021-11-24 – 2026-06-30
Vast Harbour Corporate Finance Limited Rep
RA 6
2015-09-15 – 2021-11-12
Messis Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGE060