Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LO Hoi Ching

盧凱程
CE BGD992Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Hoi Ching (CE number BGD992) is an individual licensed by the Hong Kong SFC. First licensed on 2015-10-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBG Asset Management Limited
北港資產管理有限公司
RepresentativeBG Securities (HK) Co., Limited
北港證券(香港)有限公司

Licence Record (5)

2022-07-12 – present Current
BG Securities (HK) Co., Limited Rep
RA 1
2019-05-09 – present Current
BG Asset Management Limited RO
RA 4 RA 9
2018-12-21 – 2019-03-31
KuCoin Asset Management Limited RO
RA 9
2017-10-17 – 2018-12-21
KuCoin Asset Management Limited Rep
RA 9
2015-10-05 – 2019-05-09
BG Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGD992