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LIU Kin Man

廖建文
CE BGB550Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Kin Man (CE number BGB550) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGreat Bay Securities Limited
大灣區深港證券有限公司
RepresentativeGreat Bay Securities Limited
大灣區深港證券有限公司

Licence Record (4)

2023-03-10 – present Current
Great Bay Securities Limited Rep
RA 1 RA 4 RA 9
2016-06-20 – 2021-06-02
Jinrui Futures (Hong Kong) Limited Rep
RA 2
2015-08-25 – 2016-04-23
Gong Ping Securities Limited Rep
RA 1
2015-08-25 – 2016-04-23
Gong Ping Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGB550