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GU Yechen

顧燁辰
CE BGB507Licensed IndividualSFO licence active
Official SFC record

GU Yechen (CE number BGB507) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeQube Research & Technologies Hong Kong Limited

Licence Record (3)

2023-07-03 – present Current
Qube Research & Technologies Hong Kong Limited Rep
RA 9
2018-06-19 – 2023-01-02
Segantii Capital Management Limited Rep
RA 9
2015-08-25 – 2018-06-01
Citigroup Global Markets Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGB507