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LI Chen

李宸
CE BGB440Licensed IndividualSFO licence active
Official SFC record

LI Chen (CE number BGB440) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMillennium Capital Management (Hong Kong) Limited

Licence Record (3)

2021-11-12 – present Current
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2018-09-27 – 2021-07-30
Davidson Kempner Asia Limited Rep
RA 1 RA 9
2015-08-21 – 2018-08-03
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGB440