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POON Sin Wai, Charade

潘善維
CE BGB438Licensed IndividualSFO licence active
Official SFC record

POON Sin Wai, Charade (CE number BGB438) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAres Management Asia (Hong Kong) Limited
艾瑞思管理亞洲（香港）有限公司

Licence Record (3)

2025-03-03 – present Current
Ares Management Asia (Hong Kong) Limited Rep
RA 1 RA 4
2020-01-15 – 2025-02-28
M3 Capital Partners (HK) Limited RO
RA 1 RA 4
2015-08-27 – 2020-01-15
M3 Capital Partners (HK) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGB438