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TSE Hiu Fung, Arthur

謝曉峯
CE BGA993Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE Hiu Fung, Arthur (CE number BGA993) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCapula Investment Management Asia Limited

Licence Record (1)

2015-09-29 – present Current
Capula Investment Management Asia Limited RO
RA 1 RA 2 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGA993