LEUNG Su Lung

梁肇麟

CE BGA561Licensed IndividualResponsible OfficerSFO licence active

LEUNG Su Lung (CE number BGA561) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Ethk Funds Limited

Licence Record (14)

2024-01-12 – present Current

Ethk Funds Limited RO

RA 9

2023-12-11 – 2024-01-12

Ethk Funds Limited Rep

RA 9

2022-07-07 – 2023-10-31

Win Win Asset Management (HK) Limited RO

RA 1 RA 4 RA 9

2021-11-10 – 2022-07-05

Lumineux Securities Limited RO

RA 1 RA 4

2021-05-27 – 2022-07-05

Lumineux Asset Management Limited RO

RA 9

2021-05-24 – 2021-11-10

Lumineux Securities Limited Rep

RA 1 RA 4

2021-05-24 – 2021-05-27

Lumineux Asset Management Limited Rep

RA 9

2021-03-03 – 2021-04-21

Core Pacific - Yamaichi Asset Management Limited RO

RA 9

2018-01-22 – 2021-04-21

Core Pacific - Yamaichi International (H.K.) Limited Rep

RA 1 RA 4

2018-01-22 – 2021-03-03

Core Pacific - Yamaichi Asset Management Limited Rep

RA 9

2017-01-25 – 2017-04-17

DBS Vickers (Hong Kong) Limited Rep

RA 1

2015-12-01 – 2017-01-06

UOB Kay Hian (Hong Kong) Limited Rep

RA 1

2015-12-01 – 2017-01-06

UOB Kay Hian Futures (Hong Kong) Limited Rep

RA 2

2015-08-27 – 2015-11-23

GEO Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGA561