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YAU Man Ting

邱萬庭
CE BGA393Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAU Man Ting (CE number BGA393) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGuodu Futures (Hong Kong) Limited
國都期貨(香港)有限公司
Responsible OfficerGuodu Securities (Hong Kong) Limited
國都證券(香港)有限公司

Licence Record (4)

2020-01-31 – present Current
Guodu Futures (Hong Kong) Limited RO
RA 2 RA 5
2019-01-11 – present Current
Guodu Securities (Hong Kong) Limited RO
RA 1 RA 4
2015-10-29 – 2020-01-31
Guodu Futures (Hong Kong) Limited Rep
RA 2 RA 5
2015-09-16 – 2019-01-11
Guodu Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGA393