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CHEN Yuguo

陳宇果
CE BFY404Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Yuguo (CE number BFY404) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMango Financial Limited
芒果金融有限公司

Licence Record (4)

2018-10-09 – present Current
Mango Financial Limited RO
RA 1 RA 4 RA 6 RA 9
2020-05-22 – 2020-06-26
GLAM Capital Limited RO
RA 1 RA 4 RA 9
2020-03-12 – 2020-05-22
GLAM Capital Limited Rep
RA 1 RA 4 RA 9
2015-08-04 – 2020-09-16
Mango Financial Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFY404