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LI Kai Wang

李啟宏
CE BFY153Licensed IndividualSFO licence active

LI Kai Wang (CE number BFY153) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (5)

CapacityCompany / Institution
RepresentativeCES Commodities (HK) Limited
光證期貨(香港)有限公司
RepresentativeCES Forex (HK) Limited
光證外匯(香港)有限公司
RepresentativeChina Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
RepresentativeEverbright Securities Digital Finance (HK) Limited
光大證券數碼金融(香港)有限公司
RepresentativeEverbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司

Licence Record (11)

2021-12-07 – present Current
2021-09-10 – present Current
2021-09-10 – present Current
2018-08-07 – 2021-08-25
2018-08-02 – 2021-08-25
2018-01-11 – 2021-08-25
2017-09-14 – 2017-11-09
2016-11-09 – 2017-11-09
2015-08-04 – 2015-12-31