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JEFFREY Kevin Alan

CE BFX287Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

JEFFREY Kevin Alan (CE number BFX287) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMercer Investments (HK) Limited
美世投資(香港)有限公司

Licence Record (4)

2022-04-14 – present Current
Mercer Investments (HK) Limited RO
RA 1 RA 4 RA 9
2022-01-28 – 2022-04-14
Mercer Investments (HK) Limited Rep
RA 1 RA 4
2020-11-02 – 2021-10-26
Towers Watson Investment Services Hong Kong Limited RO
RA 1 RA 4
2015-09-15 – 2020-11-02
Towers Watson Investment Services Hong Kong Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFX287