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YAU Kai Yu

丘佳瑜
CE BFW828Licensed IndividualSFO licence active
Official SFC record

YAU Kai Yu (CE number BFW828) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCentral Wealth Securities Investment Limited
中達證券投資有限公司

Licence Record (3)

2022-04-13 – present Current
Central Wealth Securities Investment Limited Rep
RA 1
2015-10-07 – 2022-04-04
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2
2015-08-17 – 2015-09-30
Cepa Alliance Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFW828