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HONG Chu Sheng

洪鉅昇
CE BFW366Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HONG Chu Sheng (CE number BFW366) is an individual licensed by the Hong Kong SFC. First licensed on 2015-07-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMaxcess Capital Limited
至成資本有限公司

Licence Record (7)

2021-09-03 – present Current
Maxcess Capital Limited RO
RA 4 RA 9
2022-08-15 – 2022-11-08
Maxcess Capital Limited Rep
RA 4
2022-08-10 – 2022-11-08
Golden K2 Securities Limited Rep
RA 1
2021-09-03 – 2023-11-28
Golden K2 Securities Limited RO
RA 1
2016-10-11 – 2019-02-26
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2015-07-17 – 2019-02-26
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9
2015-07-17 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFW366