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YU Xiaodong

余曉東
CE BFT056Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YU Xiaodong (CE number BFT056) is an individual licensed by the Hong Kong SFC. First licensed on 2015-06-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSPDB International Investment Management Limited
浦銀國際投資管理有限公司
Responsible OfficerSPDB International Securities Limited
浦銀國際證券有限公司

Licence Record (4)

2026-03-26 – present Current
SPDB International Securities Limited RO
RA 1
2015-10-13 – present Current
SPDB International Investment Management Limited RO
RA 4 RA 9
2015-08-28 – 2015-10-27
SPDB International Holdings Limited RO
RA 4 RA 9
2015-06-29 – 2015-08-28
SPDB International Holdings Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFT056