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YIP Shing Lam

葉盛霖
CE BFR732Licensed IndividualSFO licence active
Official SFC record

YIP Shing Lam (CE number BFR732) is an individual licensed by the Hong Kong SFC. First licensed on 2015-07-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDakin Capital Limited
德健融資有限公司

Licence Record (4)

2018-04-23 – present Current
Dakin Capital Limited Rep
RA 6
2018-03-16 – 2018-04-06
Kingsway Capital Limited Rep
RA 1 RA 6
2018-03-16 – 2018-04-06
Kingsway Financial Services Group Limited Rep
RA 1
2015-07-22 – 2018-01-31
Nuada Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFR732