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SHEK Sai Lok Edmond

石世諾
CE BFR586Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHEK Sai Lok Edmond (CE number BFR586) is an individual licensed by the Hong Kong SFC. First licensed on 2015-06-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerKaiser Capital Management Limited
嘉信資本管理有限公司
Responsible OfficerKaiser Futures Limited
嘉信期貨有限公司
Responsible OfficerKaiser Securities Limited
嘉信証券有限公司

Licence Record (8)

2023-12-05 – present Current
Kaiser Securities Limited RO
RA 1
2022-04-28 – present Current
Kaiser Capital Management Limited RO
RA 9
2019-09-13 – present Current
Kaiser Futures Limited RO
RA 2
2017-07-03 – 2023-12-05
Kaiser Securities Limited Rep
RA 1
2017-07-03 – 2019-09-13
Kaiser Futures Limited Rep
RA 2
2017-02-09 – 2017-06-19
Bright Smart Forex Limited Rep
RA 3
2015-06-22 – 2017-06-19
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2015-06-22 – 2017-06-19
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFR586