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HART Stephen David

夏大偉
CE BFP347Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HART Stephen David (CE number BFP347) is an individual licensed by the Hong Kong SFC. First licensed on 2015-06-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerInstinet Pacific Limited
極訊亞太有限公司

Licence Record (2)

2023-07-10 – present Current
Instinet Pacific Limited RO
RA 1 RA 4 RA 7
2015-06-29 – 2023-07-10
Instinet Pacific Limited Rep
RA 1 RA 4 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFP347