Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

MAK Tsz Kin

麥子健
CE BFN917Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MAK Tsz Kin (CE number BFN917) is an individual licensed by the Hong Kong SFC. First licensed on 2015-06-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAurumx Capital (HK) Limited
Responsible OfficerEBANG SECURITIES INTERNATIONAL (HK) LIMITED
億邦證券國際(香港)有限公司

Licence Record (11)

2024-03-05 – present Current
EBANG SECURITIES INTERNATIONAL (HK) LIMITED RO
RA 1
2024-03-05 – present Current
Aurumx Capital (HK) Limited RO
RA 4 RA 9
2022-02-22 – 2024-02-26
Patrons Securities Limited RO
RA 1 RA 4
2021-10-28 – 2022-02-22
Patrons Securities Limited Rep
RA 1
2019-02-04 – 2021-06-13
Rifa Futures Limited Rep
RA 2
2019-02-04 – 2021-06-13
Rifa Asset Management Limited Rep
RA 9
2019-01-22 – 2021-06-13
Rifa Securities Limited Rep
RA 1
2017-08-10 – 2018-08-24
Rich Bay Securities Limited Rep
RA 1
2017-05-09 – 2017-07-23
Frontier Capital Management Limited Rep
RA 1
2015-06-02 – 2017-04-28
Gong Ping Securities Limited Rep
RA 1
2015-06-02 – 2017-04-28
Gong Ping Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFN917