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MA Taoran

馬陶然
CE BFK967Licensed IndividualSFO licence active
Official SFC record

MA Taoran (CE number BFK967) is an individual licensed by the Hong Kong SFC. First licensed on 2015-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited
RepresentativeUBS Securities Hong Kong Limited

Licence Record (5)

2023-12-07 – present Current
UBS Securities Asia Limited Rep
RA 1 RA 2
2023-12-07 – present Current
UBS Securities Hong Kong Limited Rep
RA 1 RA 2
2018-06-07 – 2019-08-09
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2015-05-18 – 2023-12-03
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2015-05-18 – 2021-10-25
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFK967