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KONG Hoi Shuen

江海旋
CE BFJ638Licensed IndividualSFO licence active
Official SFC record

KONG Hoi Shuen (CE number BFJ638) is an individual licensed by the Hong Kong SFC. First licensed on 2015-05-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeIsola Capital Asset Management Limited
安勵資產管理有限公司

Licence Record (5)

2023-10-12 – present Current
Isola Capital Asset Management Limited Rep
RA 1 RA 4 RA 9
2021-01-14 – 2021-07-09
UOB Kay Hian (Hong Kong) Limited Rep
RA 1 RA 4
2020-08-26 – 2020-12-01
Wynson Asset Management Limited Rep
RA 4
2019-01-03 – 2020-02-29
DaoKou Securities Limited Rep
RA 1
2015-05-14 – 2018-09-28
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFJ638