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MAK Dick Wai David

麥廸維
CE BFE992Licensed IndividualSFO licence active
Official SFC record

MAK Dick Wai David (CE number BFE992) is an individual licensed by the Hong Kong SFC. First licensed on 2015-04-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCeres Asset Management Limited

Licence Record (3)

2025-06-20 – present Current
Ceres Asset Management Limited Rep
RA 9
2016-03-10 – 2016-10-01
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2015-04-10 – 2015-12-25
KGI Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFE992