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KWAN Kar Ching

關加晴
CE BFE813Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWAN Kar Ching (CE number BFE813) is an individual licensed by the Hong Kong SFC. First licensed on 2017-10-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerKoala Capital Management Limited
樹熊資本管理有限公司
Responsible OfficerKoala Securities Limited
樹熊證券有限公司

Licence Record (4)

2018-12-19 – present Current
Koala Capital Management Limited RO
RA 9
2018-05-14 – present Current
Koala Securities Limited RO
RA 1 RA 4
2017-12-20 – 2018-12-19
Koala Capital Management Limited Rep
RA 9
2017-10-10 – 2018-05-14
Koala Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFE813