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LU Ye

陸曄
CE BFE455Licensed IndividualSFO licence active
Official SFC record

LU Ye (CE number BFE455) is an individual licensed by the Hong Kong SFC. First licensed on 2015-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCinda International Capital Limited
信達國際融資有限公司
RepresentativeSDIC Securities Corporate Finance (Hong Kong) Limited
國投證券融資（香港）有限公司

Licence Record (3)

2017-05-22 – present Current
Cinda International Capital Limited Rep
RA 1 RA 6
2016-06-08 – 2017-05-09
Sinolink Securities (Hong Kong) Company Limited Rep
RA 1 RA 6
2015-04-01 – 2016-05-18
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFE455