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XU Simin

許思敏
CE BFC852Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Simin (CE number BFC852) is an individual licensed by the Hong Kong SFC. First licensed on 2015-03-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSpathiphy Capital Management Limited
白和資產管理有限公司

Licence Record (5)

2022-07-15 – present Current
Spathiphy Capital Management Limited RO
RA 9
2020-05-04 – 2022-05-31
Golden Pine Asset Management Limited Rep
RA 9
2017-07-11 – 2020-03-20
Two Sigma Asia Pacific, Limited Rep
RA 1
2015-06-01 – 2017-05-20
Allianz Global Investors Asia Pacific Limited Rep
RA 4 RA 9
2015-03-24 – 2015-05-31
RCM Asia Pacific Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFC852