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KWOK Wang Wai

郭宏偉
CE BFA614Licensed IndividualSFO licence active
Official SFC record

KWOK Wang Wai (CE number BFA614) is an individual licensed by the Hong Kong SFC. First licensed on 2015-03-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCinda International Futures Limited
信達國際期貨有限公司
RepresentativeCinda International Securities Limited
信達國際證券有限公司

Licence Record (7)

2020-11-12 – present Current
Cinda International Securities Limited Rep
RA 1
2020-11-12 – present Current
Cinda International Futures Limited Rep
RA 2
2017-11-29 – 2020-10-18
Open Securities Limited Rep
RA 1 RA 2 RA 4
2017-03-10 – 2017-11-15
Yuanta Futures (HK) Co., Limited Rep
RA 2
2015-04-10 – 2017-02-19
China International Futures (Hong Kong) Company Limited Rep
RA 2
2015-03-04 – 2015-03-21
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2015-03-04 – 2015-03-21
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFA614